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Publications

02/12/2024 - 12:00pm
TradeStation Crypto Inc.

SB-CO-01-24 Administrative Consent Order TradeStation Crypto Inc.

SEC ADO
ADO

02/12/2024 - 12:00pm
List of Approved Reciprocal Jurisdiction Reinsurers - Revised

List of Approved Reciprocal Jurisdiction Reinsurers

02/06/2024 - 12:00pm
MICA Risk Retention Group, Inc. as of December 31, 2022

MICA Risk Retention Group, Inc. as of December 31, 2022

CIRRG

12/21/2023 - 12:00pm
Bankers Life and Casualty Company

12/21/2023 Amended Consent Order--Bankers Life and Casualty Company

SEC ADO
ADO

12/19/2023 - 12:00pm
Raymond James & Associates, Inc

12/19/2023 Administrative Consent Order--Raymond James & Associates, Inc.

SEC ADO
ADO

12/05/2023 - 12:00pm
Fingerprinting Requirements

Any applicant who changes from a non-resident to a resident in the District or passes the DC examination and completes an application, must submit to fingerprinting and a background check through Fieldprint prior to being granted a license.  Please note fingerprints completed prior to the…

12/04/2023 - 12:00pm
Financial Empowerment Resources for DC Seniors

Financial Empowerment Resources for DC Seniors

11/01/2023 - 12:00pm
July 20, 2023 - DCFLC Meeting

July 20, 2023 - DCFLC Meeting

10/19/2023 - 12:00pm
October 19, 2023 - DCFLC Meeting

October 19, 2023 - DCFLC Meeting

10/04/2023 - 12:00pm
True Bullion, LLC

10-04-2023 Administrative Consent Order--In the Matter of: True Bullion, LLC

SEC ADO
ADO

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