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disb

Department of Insurance, Securities and Banking

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Enforcement and Consumer Protection Division

Overview

The Enforcement and Consumer Protection Division (ECPD) is under the administration of the DISB Office of the Deputy Commissioner for Market Compliance. ECPD works collaboratively with DISB Bureaus, Divisions and Offices in its efforts to protect District of Columbia residents and businesses. ECPD plans and directs well-designed anti-fraud programs to detect, investigate, and conduct enforcement activities on behalf of residents and businesses. It investigates fraud and regulatory violations of the District’s insurance, securities and banking laws committed by licensed and unlicensed companies, agents, brokers, producers, public adjusters, representatives, investment advisers, and the general public, and refers cases for criminal prosecution and/or administrative enforcement proceedings. ECPD also provides mandated anti-fraud regulatory and compliance guidance, training, and data analysis to licensed financial service entities.

Consumer Protection

Community Outreach and Education
ECPD provides timely information to District residents so that they may make wise decisions and better protect themselves against financial fraud.

Fraud Awareness
DISB publishes consumer alerts and guides on a variety of topics to inform residents about financial services and help residents avoid scams and unfair business practices. To report fraud or unfair business practices by individuals and companies related to insurance, securities and banking, contact ECPD at (202) 727 8000.

Fraud Reporting
In addition to reporting fraud to ECPD, there are several District and US Government civil and criminal law enforcement authorities to whom you can report suspected fraud:

Be Informed Consumers
Hazards of Investing in Cryptocurrency
Beware of Financial Influencers
Investor.Gov Spotlights: Crypto Assets
NASAA.Org: Informed Investor Advisory—Crypto Currencies
Investor.Gov: Exercise Caution with Crypto Asset Securities—Investor Alert

DISB has Taken Actions Against Crypto Companies and Exchanges to Protect Residents
DISB Publications

DC Laws and Regulations
DC Municipal Regulations (DCMR)
Codes of the District of Columbia (DC Codes)
DC Council's Legislative Information Management System (LIMS)
DC Council.gov/Legislation
DISB Link to legislation-and-rulemakings-status