Publications
02/12/2024 SB-CO-01-24 Administrative Consent Order TradeStation Crypto Inc.
SEC ADO
ADO
MICA Risk Retention Group, Inc. as of December 31, 2022
CIRRG
12/21/2023 Amended Consent Order--Bankers Life and Casualty Company
SEC ADO
ADO
12/19/2023 Administrative Consent Order--Raymond James & Associates, Inc.
SEC ADO
ADO
Any applicant who changes from a non-resident to a resident in the District or passes the DC examination and completes an application, must submit to fingerprinting and a background check through Fieldprint prior to being granted a license. Please note fingerprints completed prior to the su
Financial Empowerment Resources for DC Seniors
The Department of Insurance, Securities and Banking (DISB) monitors financial solvency of insurance companies licensed in the District of Columbia. DISB requires these companies to submit various types of financial statements and other filings every year.
10-04-2023 Administrative Consent Order--In the Matter of: True Bullion, LLC
SEC ADO
ADO
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