Publications
12/19/2023 Administrative Consent Order--Raymond James & Associates, Inc.
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Any applicant who changes from a non-resident to a resident in the District or passes the DC examination and completes an application, must submit to fingerprinting and a background check through Fieldprint prior to being granted a license. Please note fingerprints completed prior to the su
Financial Empowerment Resources for DC Seniors
10-04-2023 Administrative Consent Order--In the Matter of: True Bullion, LLC
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10-04-2023 Administrative Consent Order Settlement--Robinhood Financial LLC
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Comparison of Year-over-Year Rate Changes For Plans that existed in both 2023 and 2024
January 2024 Rates for Health Insurance Products - Individual Final
