disb

Department of Insurance, Securities and Banking

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RBC Capital Markets LLC

Wednesday, June 3, 2026

6-3-2026 SB-CO-07-25 RBC Capital Markets LLC Administrative Consent Order

1-10-2014 SB-CO-12-13 RBC Capital Markets LLC Administrative Consent Order

SEC ADO
ADO

Attachment(s):

RBC Capital Markets Excessive Commission Fees Consent Order