Department of Insurance, Securities and Banking

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Mortgage Lender/Broker Annual Report Requirements

Pursuant to Section 11 of the Mortgage Lender and Broker Act of 1996, effective September 9, 1996 (DC Law 11-155; DC Official Code § 26-1110 (2001)), each licensed mortgage lender and mortgage broker must annually, on or before March 31, file an Annual Report Form to the Commissioner of the Department of Insurance, Securities and Banking concerning licensee's operations during the preceding calendar year for each licensed place of business.

The Annual Report Form is available in PDF format for printing:        

Failure to comply with this requirement may result in the suspension or revocation of your license.

The annual report may be emailed to [email protected] in PDF format.

All documents filed, with the exception of personal financial report and biographical information forms, become part of the public record unless the applicant makes a written request for confidential treatment of a particular document or information. Final determination as to the confidentiality of such information rests with the Commissioner of the Department of Insurance, Securities and Banking.