Department of Insurance, Securities and Banking

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The Department is currently conducting business via telework and will not be able to address consumer issues in person. Read more >> 
Phase Two of Reopening Began on June 22

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Find a Securities Firm, Representative or License

To verify that a broker dealer, brokerage firm, investment adviser firm or investment adviser representative is licensed with this agency, please contact DISB’s Securities Licensing Division by calling (202) 442-4934 or by email to [email protected].

Links to additional resources are listed below. DISB provides the external links as a public service. The inclusion of, or linking to, other website URLs does not imply DISB’s endorsement of, nor responsibility for, those websites: