Publications
09/20/2013
Amendments to Captive Insurance Regulations - Effective September 20, 2013
09/10/2013
09-10-2013 Merrill Lynch, Pierce, Fenner & Smith Inc.
SEC ADO
ADO
SB-05-13 Merrill Lynch, Pierce, Fenner & Smith Inc. Administrative Settlement Agreement - SB-CO-09-11 Merrill Lynch, Pierce, Fenner & Smith Administrative Consent Order
- SB-CO-05-10 Merrill Lynch, Pierce, Fenner & Smith Inc. Administrative Consent Order 01/03/11
- SB-03-01 Merrill Lynch, Pierce, Fenner & Smith Inc. Order Granting Waiver 11/04/03
07/02/2013
CareFirst June Report - 2013
02/22/2013
DC Appleseed Letter – February 22, 2013
01/29/2013
Captive Insurance Company Amendment Act of 2012
01/29/2013
Notice of Final Rulemaking - 2012
01/18/2013
DC Appleseed Letter – January 18, 2013 (includes attachment: United Health Actuarial Services Letter – January 18, 2013)
11/09/2012
DC Appleseed Letter – November 9, 2012 (includes attachment: Draft Confidentiality Agreement)
11/09/2012
CareFirst Letter – November 9, 2012
10/12/2012
Need for Statutory Surplus and Development of Optimal Surplus Target Range
As part of Surplus Review and Determination Regarding Group Hospitalization and Medical Services, Inc.
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