Publications

Any applicant who changes from a non-resident to a resident in the District or passes the DC examination and completes an application, must submit to fingerprinting and a background check through Fieldprint prior to being granted a license.  Please note fingerprints completed prior to the su

The Department of Insurance, Securities and Banking (DISB) monitors financial solvency of insurance companies licensed in the District of Columbia. DISB requires these companies to submit various types of financial statements and other filings every year.

October 19, 2023 - DCFLC Meeting

10-04-2023 Administrative Consent Order Settlement--Robinhood Financial LLC

SEC ADO
ADO