Publications
02/19/2014
DC Appleseed Letter – February 19, 2014 (includes Attachment A)
02/14/2014
DC Appleseed Letter – February 14, 2014
02/07/2014
FTI Consulting Letter - February 7, 2014
02/04/2014
CareFirst Letter - February 4, 2014
01/29/2014
DC Appleseed Letter – January 29, 2014 (includes Attachments A and B)
01/09/2014
Industry Notice: Fingerprint Processing Fee Increase
Revised April 17, 2014 to Include DISB Access Code
12/09/2013
GHMSI Surplus Review Preliminary Report
12/03/2013
CareFirst Letter – December 3, 2013 (including attachment: Milliman Letter – December 3, 2013)
09/20/2013
Amendments to Captive Insurance Regulations - Effective September 20, 2013
09/10/2013
09-10-2013 Merrill Lynch, Pierce, Fenner & Smith Inc.
SEC ADO
ADO
SB-05-13 Merrill Lynch, Pierce, Fenner & Smith Inc. Administrative Settlement Agreement - SB-CO-09-11 Merrill Lynch, Pierce, Fenner & Smith Administrative Consent Order
- SB-CO-05-10 Merrill Lynch, Pierce, Fenner & Smith Inc. Administrative Consent Order 01/03/11
- SB-03-01 Merrill Lynch, Pierce, Fenner & Smith Inc. Order Granting Waiver 11/04/03
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