Change Name on License
If you are a producer, you must submit a written request that includes the DC license number, your old and new name, your signature and the information must be accompanied with the supporting document(s) that show the reason for the change. If you are a business entity, you must submit a written request that includes the DC license number, the old and new business name, a signature from an officer, director or licensing coordinator and must be accompanied with the amended article from the resident state.
Are there specific requirements that are needed to attain a license?
Yes, there are specific requirements for the Insurance license. If you are obtaining your initial license in the District of Columbia, an examination and fingerprints are required to become a producer in the District. If you already hold a license from a state, you must hold the lines of authority being requested in your resident state to receive reciprocity in the District. An application can be submitted online at www.nipr.com, you should also visit the Laws and Regulations section under Insurance on our website. disb.dc.gov/page/laws-and-regulations-insurance
How can I print my license?
For insurance, a license can be printed online at www.statebasedsystems.com. There is not a fee to print the license.
On page, https://disb.dc.gov/page/disb-supporting-resources-0, add 4th URL, License FAQs that goes to a new page with the following information.
License FAQs
Are there specific requirements that are needed to attain a license?
Yes, there are specific requirements for the Securities license. Investment Adviser, Investment Adviser representative, Broker-dealer, Broker-dealer Agents, and Canadian Broker-Dealers have different requirements to get a license or register. For detailed registration information, visit the Licensing and Registration Requirements in the Compliance Requirements section of Securities at disb.dc.gov/page/compliance-requirements-2
How can I print my license?
For securities, once you file electronically through the CRD/IARD system, FINRA will generate an ID as your CRD/IARD #. Use the CRD number to see the status of your license /registration under “Registration Summary”, print from there.