Find a Securities Firm, Representative or License

To verify that a broker dealer, brokerage firm, investment adviser firm or investment adviser representative is licensed with this agency, please contact DISB’s Securities Licensing Division by calling (202) 442-4934 or by email to [email protected].

Links to additional resources are listed below. DISB provides the external links as a public service. The inclusion of, or linking to, other website URLs does not imply DISB’s endorsement of, nor responsibility for, those websites:

• Check the Registration of an Investment Adviser Firm or Representative
• Check the Registration of a Securities-related Brokerage Firm or Individual Broker