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The Department is currently conducting business via telework and will not be able to address consumer issues in person. Read more >> 
Mayor Bowser Lifts Stay at Home Order, Urges Safety as Phase One of Reopening Begins Friday, May 29

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Publications

E.g., 06/05/2020
E.g., 06/05/2020
04/09/2012

Administrative Consent Order

SEC ADO

 
SB-SC-01-10
03/29/2012

Order graning temporary exemption of "Exempt Reporting Advisers" from the definition of "Investment Adviser" in the Districti of Columbia Securities Act of 2000

...
SB-06-12
01/19/2012

Administrative Consent Agreement and Order

SEC ADO
 
SB-CO-02-12
12/30/2011

Administrative Consent Order

SEC ADO

SB-CO-31-11
10/20/2011

Administrative Consent Order

SEC ADO

SB-CO-24-11
10/19/2011

Administrative Consent Order

SEC ADO

SB-CO-09-11
07/07/2011

Administrative Consent Order

SEC ADO

SB-CO-14-11
05/25/2011

Administrative Consent Order

SEC ADO

SB-CO-11-11
05/24/2011

Administrative Consent Order

SEC ADO

 
SB-CO-01-11

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