Publications
12/20/2022
12-20-2022 Consent Order Extending Answer Deadline—Celsius Network LLC
SEC ADO
ADO
12/20/2022
12-20-2022 Consent Order Extending Answer Deadline—Celsius Network LLC
SEC ADO
ADO
10/18/2022
10-18-2022 Administrative Consent Order – District Capital Management LLC
SEC ADO
ADO
10/12/2022
10-12-2022 Cease and Desist Order – Celsius Network, Inc
SEC ADO
ADO
04/25/2022
04-25-2022 Administrative Consent Order - BlockFi Lending LLC
SEC ADO
ADO
07/20/2021
07/20/2022 - Cease and Desist Order – Voyager Digital Ltd.
SEC ADO
ADO
07/15/2021
Capital Mgmt Group Final Order Default Judgment 1
SEC ADO
ADO
07/15/2021
DISB v. Grid 202 Partners Conditional Settlement Agreement
SEC ADO
ADO
01/21/2021
Final Solium Financial Services
SEC ADO
ADO
09/10/2013
09-10-2013 Merrill Lynch, Pierce, Fenner & Smith Inc.
SEC ADO
ADO
SB-05-13 Merrill Lynch, Pierce, Fenner & Smith Inc. Administrative Settlement Agreement - SB-CO-09-11 Merrill Lynch, Pierce, Fenner & Smith Administrative Consent Order
- SB-CO-05-10 Merrill Lynch, Pierce, Fenner & Smith Inc. Administrative Consent Order 01/03/11
- SB-03-01 Merrill Lynch, Pierce, Fenner & Smith Inc. Order Granting Waiver 11/04/03
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