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Publications

E.g., 07/23/2017
E.g., 07/23/2017
07/10/2017
In Re Cardtronics USA, Inc., Final Order

In Re Cardtronics USA, Inc., Final Order

BKGADO
ADO

07/03/2017
Destiny Capital Securities - Administrative Order No -SB-CO-05-15 EXECUTED: Aug-10-2016

Destiny Capital Securities - Administrative Order No -SB-CO-05-15 EXECUTED: Aug-10-2016

SEC ADO

ADO

04/20/2017
OCWEN Loan Temporary Order to Cease and Desist and Notice of Charges

OCWEN Loan Temporary Order to Cease and Desist and Notice of Charges

BKGADO
ADO

04/19/2017
Order to Extend Stay and Establish Public Comment Period

Order to Extend Stay and Establish Public Comment Period - April 19, 2017

INS ADO

11/22/2016
Citigroup Global Markets, Inc. Administrative Consent Order

Citigroup Global Markets, Inc. Administrative Consent Order

SEC ADO

ADO

SB-14-16
06/21/2016
Halcyon Cabot Partners, LTD. Final Order to Cease and Desist

Halcyon Cabot Partners, LTD. Final Order to Cease and Desist

SEC ADO

ADO

SB-11-16
06/10/2016
Exempt Private Fund Advisers

This order excludes certain private fund advisers from District securities licensing requirements.

SEC ADO

ADO

SB-09-16
02/03/2016
Exempt Venture Capital Advisers

This order excludes venture capital investment advisers from District securities licensing requirements.

SEC ADO

ADO

SB-08-16
05/27/2015
Steven D. Yarn and Yarn & Company, Inc. Administrative Consent Agreement and Order

Steven D. Yarn and Yarn & Company, Inc. Administrative Consent Agreement and Order

SEC ADO

ADO

SC# SB-SC-06-15
05/11/2015
Quality First Finance Corporation Administrative Order

Quality First Finance Corporation Administrative Order

BKGADO
ADO

BB-CA-07-15

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