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Department of Insurance, Securities and Banking
 

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The Department is currently conducting business via telework and will not be able to address consumer issues in person. Read more >> 
Phase Two of Reopening Began on June 22

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Publications

E.g., 01/27/2021
E.g., 01/27/2021
07/23/2020

Consent Agreement between Trinity Healthshare, Inc., The Aliera Companies, Inc. and the DC Department of Insurance, Securities and Banking

INS ADO

 

01/24/2020

Case A-HC-20-01: Proposed Acquisition of Trusted Health Plan by CareFirst BlueChoice, Inc.

INS ADO

The Department has jurisdiction to consider whether to approve...

03/18/2019

Executed Settlement - LPL Financial SB-CO-10-18

SEC ADO
ADO

12/28/2018

Glen Simpson Producer Revocation

INS ADO

08/06/2018

Peter Lewis Denial of Uninsured Benefits Claim

INS ADO

08/02/2018

Executed Settlement - JP Morgan Securities Consent Order SB-05-18

SEC ADO
ADO

04/23/2018

Paramount Insurance Company Corrective Order - 04/23/2018

INS ADO

04/23/2018

 LPL Financial LLC - Administrative Consent Agreement and Order No -SB-03-18

SEC ADO
ADO

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