Department of Insurance, Securities and Banking

DC Agency Top Menu

Heat Emergency - A heat emergency is in effect for Washington, DC. Residents are urged to take precautions against the heat.
Find cooling centers, spray parks and more information about heat emergencies.


-A +A
Bookmark and Share

Securities Act Q&A - Release No. 02-1

Thursday, February 1, 2001
SEC Release 02-01

The Securities Bureau has received numerous inquiries concerning the securities laws and rules it administers. To provide guidance to the public regarding the current laws and rules, the Securities Bureau is releasing the following set of Questions and Answers.

This release is intended to provide general guidance only. In the event of any inconsistency between a statement in this release and the Act, Rules or Bulletins, the latter will control.

If you have a securities registration or notice filing question that is not answered in this release, you may contact a member of the Securities Bureau staff with your question(s). A listing of the Securities Bureau staff is provided at the end of this release.