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Department of Insurance, Securities and Banking
 

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The Department of Insurance, Securities and Banking has a new address: 1050 First Street, NE, Suite 801, Washington, DC 20002.

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Resource to Help Investment Advisers Identify State Registration Requirements


Wednesday, March 28, 2012

The North American Securities Administrators Association (NASAA) today launched an online resource to help investment advisers switching from federal to state securities regulatory oversight identify individual state registration requirements.

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