disb

Department of Insurance, Securities and Banking
 

DC Agency Top Menu


Heat Emergency - A heat emergency is in effect for Washington, DC. Residents are urged to take precautions against the heat.

Find cooling centers, spray parks and more information about heat emergencies.

 

-A +A
Bookmark and Share

Implications of the Dodd Frank Act and SEC Rules


Thursday, July 21, 2011
Reference: 
11-SB-03-07/21

This Bulletin provides guidance for investment advisers ("advisers") with less than $150 million in assets under management that conduct business in the District of Columbia, who may be required to register with the Department of Insurance, Securities and Banking ("Department").

SEC

Attachment(s):