Regulated Entities

Insurance

• Updates for the Insurance Industry
• Insurers
• Producers/Agents
• For Healthcare Providers
• Insurance Industry Anti-Fraud Compliance Reporting
• Examination Reports
  • Financial Examination Reports
  • Market Conduct Examination Reports

Securities

• Updates for the Securities Industry
• Broker-Dealer and Agent Licensing
• Investment Adviser and Representative Licensing
• Corporation Finance
• Examination Process

Banks, Mortgages and Consumer Finance

• Banking in the District                                                                                    
• Mortgage Lenders, Brokers & Loan Originators
• Check Cashers, Consumer Finance Companies, Money Lenders, Money Transmitters
  • New Applications [PDF]
  • Renewals [PDF]
• Automated Teller Machine Registration
• Foreclosure Mediation Program
• License & Registration Verification and Status

Captive Insurers  

• DC Captive Domicile Information
• Examination Reports

CAPCOs

District of Columbia Collateral Support Program

Licensing

Examination Reports